ABSTRACT: In recent years,
residential group care has often been viewed as a structurally
flawed modality, and community-based models have been developed in
part to take its place. Yet it may be that more effective approaches
within the group care arena have simply not been implemented on a
broad scale and, in any case, many thousands of young people will
continue to be placed in residential settings for the foreseeable
future. The present article reviews conceptual approaches to
understanding and enhancing residential group care environments and
proposes an alternative approach that can be applied to
nonresidential and mixed as well as residential settings as a basis
for program development and evaluation.
ecent
thinking about residential group care has tended to emphasize its
limitations, citing what are sometimes viewed as built-in, structural
problems, as well as its apparent difficulty in inducing constructive
developmental change in children and youth that can be maintained in the
community over time in the absence of effective transitional programming
(eg., Whittaker, Overstreet, Grasso, Tripodi, & Boylan, 1988). As a
result, changes have begun to be introduced in such programs to link
them more closely to the community (e.g.. shorter stays, smaller centers
located closer to the natural homes of their wards, more involvement
with parents, use of community schools, sharing of other facilities and
programs with the local community, continuing contact after discharge,
and mechanisms for resident self-governance), suggesting a level of
adaptability and responsiveness that may bode well for the future (Beker,
1981, 1987). It seems clear, however, that many young people (and
increasing numbers of others, primarily the aged) will continue to be
placed in group care settings, often with only limited ability or
opportunity to experience significant community linkages.
Along with our now not-so-new concern
for normalization and articulation with community life, attention in the
challenging yet often frustrating search for more effective models of
service to children and youth returns continually to the importance of
the social environment within the group care setting. Whether
residential settings are to aspire to be arenas for growth and treatment
(e.g., Beker, in press) or simply benevolent custodial centers (Perrow,
1963, 1966), what happens within the setting to those whom it is
designed to serve is viewed as crucial to its quality, although there is
evidence that other considerations (e.g.; pre-placement condition and
post-placement integration) have more to do with its outcomes (Allerhand,
Weber, & Hang, 1966; Beker, 1987; Durkin, 1975; Jones, Weinrott, &
Howard, 1981; Lewis, 1982, 1984; Nelson, Singer, & Johnsen, 1978; Taylor
& Alpert, 1973; Whittaker, Overstreet, Grasso, Tripodi, & Boylan, 1988;
Whittaker & Pecora, 1984).
Yet little effort appears to have been
made to define and describe group care environments in a way that would
get beneath the residential/community dichotomy so as to highlight
critical generic elements, those that are the most significant
irrespective of the kind of setting involved. Therefore, the present
article reviews some of the most prominent perspectives on environments
in group care and suggests that the concept of the "modifying
environment," as described below, may provide a useful umbrella for
overall program enhancement in child and youth care settings and for
future development in the field. Although experientially based and
drawing heavily on related research, the approach is primarily
conceptual, due to the scarcity of directly relevant, longitudinal
studies as well as, it should be acknowledged, of apparently effective
programs to be studied. A major objective is to provide a basis for more
effective program development and more powerful evaluative studies in
the future.
ENVIRONMENTAL
CONCEPTS IN GROUP CARE
Early Conceptualizations in the
United States
Most American group care has drawn little, in any direct way, from
the rich conceptual resources available from such programs abroad (e.g.,
Aichorn, 1935; Korczak, 1967; Makarenko, 1955; Tuggener, undated; Wolins
& Gottesman, 1971), the discussion of which lies beyond the
scope of the present paper. Early programs in the United States
emphasized the importance of providing a benevolent, yet custodial (and
perhaps physically challenging) environment or (depending on the
population and the purpose) a punitive one. As more sophisticated
approaches developed, the idea of a clinical or treatment environment,
e.g., the residential treatment center, emerged. More sophisticated yet
was the idea of the "therapeutic milieu" (Bettelheim & Sylvester, 1948;
Redl, 1959; Trieschman, 1969) and the related "therapeutic community"
(Jones, 1953, 1956).
Redl and Wineman (1957) described the
"hygienic environment" as a necessary basis for successful intervention
through group care, just as successful surgery requires special
attention to the purity of the physical environment. Components of the
hygienic environment include, for example, protection from traumatic
handling that might duplicate patterns that led to the initial problem;
not withholding love as a consequence for negative behavior; reasonable
symptom tolerance and leeway for regression; and reasonable
compatibility with the sociocultural background of the child (pp.
35-36). This concept might also be viewed as a precursor — in the domain
of mental health and personality development — of the "wellness" movement
that looks beyond the absence of disease to the establishment of
environmental conditions and behavior designed to facilitate and enhance
positive health.
The "Total" Institution
The observation that many institutions belied these evolving models
led Goffman (1961) to paint a less optimistic picture of residential
care realities in his description of what he characterized as "total"
institutional environments. He identified and elaborated a variety of
demoralizing and depersonalizing processes in such settings that
appeared to be linked to their "underlying structural design" (p. 124)
and that must be addressed if residential programs are to play a
significant positive role in delivering developmentally appropriate
services to those whose lives in their home environments are untenable.
"Powerful" Institutional
Environments
Wolins (1974), on the other hand, reported research results from
several countries supporting the efficacy of well conceived and
implemented residential care programs, which have the benefit of being
able to utilize what he termed the "powerful environment" that is
characteristic of the residential setting — powerful because of its very
pervasiveness or, in Goffman’s (1961) terms, totality. Perhaps
paradoxically, it is the "flip side" of that totality —the isolation from
"normal" life outside the community and its requisite skills and
behaviors — that has often been adduced to explain the apparently low
success rates of many residential programs.
Based on his research, Wolins (1974)
proposed the following six criteria for successful programs, criteria
that have been broadly accepted as crucial
variables in the field, although there
has been disagreement in some cases as to the
desirable direction along the continuum.
-
Positive Expectations
on the part of the
staff with regard to children and youth in group care, including
belief in the modifiability of human personality and behavior in
later childhood and adolescence. Although this has traditionally
required an act of faith for many in the helping professions
(particularly in the United States, where the idea that the effects
of early experience are largely immutable has often seemed to be
sacrosanct), evidence that has been accumulating in the past two
decades suggests that the nature of human development does permit
later modification than has often been assumed to be reasonably
possible. Feuerstein, Hoffman, Rand, Jensen, Tzuriel, and Hoffman
(1986), for example, cite a variety of studies that counter the
"critical age" hypothesis and suggest that cognitive modifiability
persists throughout the life cycle. Drawing on extensive research of
their own as well as the work of others, Kagan & Klein (1973)
conclude that
If the first environment does not permit the
full actualization of psychological competencies, the child will
function below his ability as long as he remains in that
context. But if he is transferred to an environment that
provides greater variety and requires more accommodations, he
seems more capable of exploiting that experience and repairing
the damage wrought by the first environment than some theorists
have implied. (p. 961)
-
Permanency of commitment,
referring to the
acceptance of responsibility for the young people involved until
they reach maturity. This concept is allied with, although not
identical to, the more recent notion of permanency planning, as
detailed by Maluccio, Fein, and Olmstead (1986). Although Wolins
(1974) viewed this in the context of long-term group care, it could
be defined more broadly as linked to a continuum of care as long as
continuity in key personnel and social atmosphere or environment can
be maintained.
-
Social Integration within the Larger Social
Milieu,
including both the community that is the residential
center itself and the "outside" community of which it is a part.
This suggests that young people in group care must be treated within
and relate to each of these entities as "citizens" rather than
merely in a client or "inmate" role (e.g., Arieli, Beker, & Kashti,
1990; Barnes, in press; Beker, in press; Levy, 1991). This is, of
course, a clear break with the "total environment" notion and the
idea that was often implicit and sometimes explicit in such concepts
as "therapeutic milieu," namely, that round-the-clock consistency
attained through total environmental control is crucial. This
criterion of Wolins (1974) is in much closer harmony with more
recent approaches, such as normalization (Wolfensberger, 1972),
deinstitutionalization (Lerman, 1982), and community-based
programming, that transcend residential settings (see also Beker &
Feuerstein, 1991). Even within such settings, however, simulations
of the larger social milieu that provides such opportunities can
often be devised and implemented (e.g., Barnes, in press).
-
Peer Impact Respected by the Staff,
who view
the peer group as (at least potentially) a legitimate and healthy
developmental resource in influencing children and youth in group
care toward maturity and work with it accordingly (e.g., Brendtro &
Ness, 1983).
-
Socially Constructive Work
to be performed
by young people in care is given a major role in the program, to
develop both feelings of ownei7ship and a sense (and reality) of
competence and being needed. Legal and political obstacles to such
programs have arisen in some settings, particularly in the United
States, but their importance in helping the young people to see
themselves as serving rather than simply being served, as being
helpers rather than simply those who are helped, has increasingly
begun to be recognized (Barnes, in press; Beker, in press; Beker &
Durkin, 1989). Work opportunities can be reflected in the informal
system of behavioral options or available roles ingroup care (e.g.,
White, 1984) and in the formal programming realm (e.g., Brendtro,
1985).
-
An Overarching Ideology, viewed as more
important than the specifics of what the ideology is, is needed to
provide emotionally and socially uprooted young people accustomed to
much confusion in their lives with, in Wolins’ words (1974, p. 289),
a firm "moral anchorage."
The "Challenging" Environment
A "new breed" of residential centers with a conscious focus on what
has been called adventure-based programming or the "challenging"
environment has emerged in recent years (Bacon & Kimball, 1989).
Although challenge has been one element in many more traditional
programs, the concept of challenge or adventure is central and
fundamental in those cited here, including such examples as VisionQuest
(with its covered wagon treks across the country), Sage Hill Camps, the
Santa Fe Mountain Center, and the planned Youthorizons Schooner Program.
They are based in significant part on the idea that challenge itself
represents a significant stimulus toward positive modification of
personality, character, self-image, performance, skills, etc.
The Modifying Environment
Against this background and based largely on his work in Israel,
Feuerstein (1970) has proposed a continuum between active-modificational
and passive-acceptant environments that cuts across most of the
conceptualizations described above. In an active modificational
environment, both the goal (student growth in cognitive, emotional,
social, and/or other competencies) and the means (planned, active
intervention) are clear and pervasive. The cognitive aspects are viewed
as fundamental, particularly in the context of current societal
conditions, since students need the ability to think through their own
goals and means rather than succumbing to mindless impulsivity,
destructive elements of peer pressure, or the frustration of apathetic
normlessness (Beker, 1989a; Beker & Feuerstein, 1989).
At least in part, the modifying
environment perspective may be rooted in the needs and ideology of
nation-building that played a central role in the development of Israeli
group care, which served a largely refugee population, around the time
when the State was established. The active-modificational view accepts
the notion that adults have a responsibility to do all they can to evoke
growth and change in the development of children and youth, and that
this can be done without authoritarian repression or indoctrination
(Feuerstein & Hoffman, 1982).
Superficially, active modification can
be viewed as the opposite of the "Summerhill philosophy" (or what has
been popularized as such), which seeks largely to free young people to
unfold as flowers do so as to be themselves. On a more fundamental
level, however, the concept of passive acceptance refers to a situation
in which the focus is on adapting the environment to the individual’s
current level of functioning and aspiration rather than — as in active
modification — seeking to help the youth in care to raise his or her
aspirations and to learn to function more effectively. Thus, the latter
expectation is not simply that the youth will do something better,
but that he or she will do something different — thus, that
there will be qualitative, structural, rather than simply quantitative
change — and that the youth will see and be in the world differently as a
result. Maier (1987, pp. 17, 197) has characterized this as second-order
change or "transformational" learning.
The concept of active modification also
cuts across the dichotomy between institutional and community-based
programming, positing the need for "Modifying Environments" that can be
established in any of a variety of kinds of settings, including
families. Thus, community programs may have a head start over
residential ones to the extent that the community tends to evoke
behavioral adaptation in ways that many institutions do not, but it is
at least theoretically possible to create such programs in institutions
as well. The failure of so many of our institutions may, in this
context, simply reflect our failure to construct effective programs in
such settings rather than anything intrinsic to that type of setting.
The old saw that good group care hasn’t worked because we haven’t really
tried it certainly seems appropriate here!
Thus, a modifying environment is viewed
as one that systematically makes demands on those within it for
cognitive, emotional, and social modification in the context of their
existing levels of development, skill, etc. It does not "accept the
student where he (or she) is," but it does "start where the student is,"
building on existing competencies while providing for needed feelings of
security. (We have chosen to use the term "student" rather than "client"
or "patient," neither of which conveys as well the active role involved
for the "helpee" or the nature of the task as primarily a learning one;
see also Whittaker, 1976.) As competency and performance improve,
demands rise accordingly, thus establishing ever higher levels of
functioning. Whatever the specific setting, the task is to establish and
maintain a modifying environment appropriate to the needs of the
particular clientele being served (Beker, 1989b).
SHAPING MODIFYING ENVIRONMENTS
Four Basic Components
-
Expectations.
A conviction on
the part of the staff that the desired kinds of growth and change
are possible and that they can be produced through a planned,
systematic program of active modification—that this is not simply a
matter of luck, chance, magic, charisma, etc. — is essential. Parallel
to the first of the Wolins (1974) criteria described above and
rooted in the kinds of evidence cited there, this is the view that
if we do what we should, the results will be in the desired
direction; if they are not, then we need to rethink what we are
doing. Thus, we view failures as essentially our failures, rather
than those of the students, although we do expect and require
appropriate performance on their part as well. Successes are viewed
as normal and failures as idiosyncratic, instead of the reverse. In
short, in the vernacular, "You gotta believe!"
Importance.
Here again, a
belief system on the part of the staff, supported by the setting, is
crucial. The commitment must be to the desired student growth or
modification as the primary goal and task — beyond comfort,
cleanliness, order, etc. This may sound simple but, in many group
care settings, direct care workers are at least implicitly evaluated
on the basis of unit cleanliness, lack of "troublemaking/’ even
passivity (Montalvo & Pavlin, 1966). Which groups, for example, are
shown off to visiting dignitaries? This is not to say that unkempt
living quarters are desirable either; the appropriate question
always is, "How can we best use this situation (any situation) in
the service of student growth?" Here, the operative vernacular
principle is, "You gotta care!" i.e., "You gotta believe it’s
important!" As Plato said, "What is honored in a land is cultivated
there."
Resources
(Beker & Feuerstein,
1990). The variable of resources is not to be understood as a static
or a concrete one. Programs do have finite resources in the sense of
facilities, equipment, supplies, personnel, etc., but how these can
be utilized is usually limited only by the creativity and
resourcefulness of the staff. For example, field trips or invited
guest programs can expand physical boundaries. Appropriate
volunteers can expand staff resources. Community-oriented internal
mechanisms can compensate, at least in part, for a lack of
integration into the community outside. Resources may not permit the
group to play polo, but they can play soccer — with a makeshift ball,
if need be. And so on. Resources can be assessed in terms of their
range or variability, richness, flexibility, modifying power, etc.
Together, they comprise the properties of the "medium" (in the
artistic sense) in which the work is done.
Individualized Process
(Beker &
Feuerstein, 1990). How actively, consciously, and creatively the
medium is used or "sculpted" to meet the modificational needs of
each student is the fourth variable. This can be viewed as a process
of craftsmanship (Eisikovits & Beker, 1983) based on familiarity
with the medium, its strengths and weaknesses, and the desired
"product," outcome, or goal.
Three components are critical:
-
The ongoing process of assessment
and intervention prescription;
-
The use and adaptation of available
program resources and the development of new ones as needed to reach
and teach individual students; and
-
The worker’s use of himself or
herself — strengths, weaknesses, etc — as a teaching tool through modelling, not allowing one’s own weaknesses to get in the way of
student development or colleague effectiveness, maintaining
self-awareness, and the like.
The Structure of the Modifying
Environment
The Modifying Environment can be visualized as a triangle standing
on a rectangular base that represents the basic security that must be
provided in any environment to enable students to grow (see Figure 1) . From an
existential perspective, this base generally includes such comforts as
having one’s physical needs met, a feeling of safety, and close,
trusting relationships with responsible, competent adults — although
some exceptional individuals have been able to thrive under less
positive circumstances.

From the perspective of the Modifying
Environment, however, the security element can also be viewed as
providing a temporary, two-way shield, protecting the student from
environmental risks and dangers as well as protecting the environment
from undue interference by the student that might rebound against him or
her in ways that are beyond his or her capacity to manage. It is viewed
as temporary because, while designed to provide protection from what may
not be effective in promoting growth at a particular point in a
student’s life, it should also be carefully modulated so as to make
increasing demands as the student is able to assume increasing
responsibility for arrangements to meet his own security needs. In
short, it refers to what has been cited above as the hygienic
environment (Redl & Wineman, 1957), fine tuned to meet the student’s
developmental needs at any given time.
The Modifying Environment as it has
been described above, represented by the triangle in Figure 1, is
introduced atop this necessary foundation of security. It includes, on a
planned basis, such elements as heterogeneity, unfamiliarity and
unpredictability, a gap between required tasks and the individual’s
current level of functioning, and the stress that results from being
confronted with such situations — maintained at levels that are manageable
by the student with available help.
The specific goals of the program and
the nature and needs of those involved should determine the relative
size and content of the "security base" and the "modifying triangle" in
a particular setting or for a particular client. It has been suggested
that the developmental needs of young people can be reduced to two:
roots and wings; these are the two elements described here, in the
context of which all programs for young people should be developed and
assessed.
The Variables Applied
Although suggestive evidence of the efficacy of. programs developed
in this framework in related domains exists (e.g., Feuerstein,
Krasilowsky, & Rand, 1977), the authors are more convinced by the
conceptual basis of the model that it holds much potential for enhancing
community-based as well as residential services for children and youth.
At this point, the suggested variables provide a basis for direct care
practitioners as well as agency heads and others to begin to assess
their programs as providing what we have called Modifying Environments,
and to relate these to student outcomes. An effort to develop
instruments to facilitate the assessment of Modifying Environments is
currently under way and will be reported later, as will the more
specific programmatic elements of Modifying Environments in a variety of
child and youth service settings.
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About the authors at the time of first
publication of this article::
Jerome Beker, Ed.D., is Professor in
the School of Social Work and the Center for Youth Development and
Research, and Adjunct Professor in the Department of Educational
Psychology, University of Minnesota. He is the Editor of Child and
Youth Care Forum (formerly Child and Youth Care Quarterly)
and Child & Youth Services, and was a Fulbright Scholar at the
Hadassah-WIZO-Canada Research Institute in 1988-89, when this article
was prepared.
Reuven Feuerstein, Ph.D., directs the
Institute and is Professor of Psychology and Education at Bar Ilan
University in Israel. He has published widely in North America, Israel,
and elsewhere on assessing and developing the potentialities of deprived
children and youth.
This feature: Beker, J., & Feuerstein,
R. (1991) Toward a Common Denominator in Effective Group Care
Programming: The Concept of the modifying environment.
Journal of Child and Youth Care Work, Vol. 7 pp.20-34